Strong interest in EIC Pathfinder Open underlines gap between research ambition and available funding

Brussels, May 12th 2022
Summary
  • The EIC Pathfinder Open 2022 call received 863 consortium proposals from 58 countries by the 4 May deadline.
  • Applicants requested more than €2.6 billion in grants while the call budget was €183 million, implying intense competition.
  • About 5,202 participants joined the proposals with 27 percent from the private sector and 69 percent of those private participants being SMEs.
  • With €183 million available the EIC expects to fund roughly 60 projects, yielding an approximate success rate of 7 percent.
  • The evaluation started and is expected to finish by the end of September 2022 and a separate Pathfinder Challenges call opens on 16 June 2022.

Strong interest for EIC Pathfinder bottom-up science to technology call

The European Innovation Council's Pathfinder Open 2022 call drew strong interest from the research and innovation community. The scheme invites interdisciplinary teams to propose high-risk high-gain 'science-towards-technology' projects across any field. The deadline of 4 May 2022 closed with a high volume of submissions that requested far more grant money than the call had available.

MetricValueNotes
Consortia submitted863Collaborative proposals with multidisciplinary teams
Total participants5,202Researchers, institutions and private sector actors across proposals
Countries represented58Applicants from EU, associated and third countries
Private sector share of participants27%Of the 5,202 participants
Share of private participants that are SMEs69%Percentage of private sector participant organisations
Total grant requestedMore than €2.6 billionAggregate amount requested by applicants
Call budget€183 millionBudget available for Pathfinder Open 2022
Expected projects fundedApproximately 60Estimated by EIC given the budget and award sizes
Estimated average requested per proposal≈ €3.0 millionSimple division of requested total by number of proposals
Estimated average award if 60 projects funded≈ €3.05 millionCall aligns with grants up to €3-4 million
Indicative success rate≈ 7%60 funded out of 863 submitted

What the Pathfinder Open call funds

Pathfinder is designed to support early stage, high-risk research that could lay the foundations for radically new technologies. Awards under this call provide grants typically in the range of €3 to €4 million for projects at low Technology Readiness Levels. The emphasis is on interdisciplinary work that could produce a proof of concept rather than immediate commercialisation.

Technology Readiness Levels (TRLs):TRLs are a commonly used scale to describe maturity of a technology. Pathfinder targets low TRLs, typically TRL 1 to 3 where research explores basic principles and early demonstrations in the lab. Subsequent scaling and market deployment usually need additional funding sources.

Participation profile and geographic reach

Applicants came from 58 countries and were dominated by higher education institutions and research organisations. The call also showed a substantial private sector presence. According to the EIC approximately 27 percent of participants were from the private sector and 69 percent of those private organisations were small and medium sized enterprises. That mix reflects the EIC's attempt to bridge academic exploratory research and industry needs early in the research lifecycle.

Evaluation timeline and next steps

The evaluation of proposals began after the deadline and the EIC expected to complete the process by the end of September 2022. Around 60 interdisciplinary teams were expected to be funded from the €183 million budget. Selected teams will move on to early stage development up to proof of concept. The EIC also provides interactions with Programme Managers and access to Business Acceleration Services as part of the full EIC offer.

Pathfinder Open versus Pathfinder Challenges:Pathfinder Open accepts bottom up proposals in any scientific area and evaluates them primarily on scientific excellence and potential for technology translation. Pathfinder Challenges are targeted calls set around defined strategic problems and scientific challenges. The EIC announced that the next Pathfinder Challenges call would open on 16 June 2022 with a deadline of 19 October 2022.

How Pathfinder fits into the EIC and the wider innovation system

Pathfinder is part of the EIC toolbox intended to create a pipeline from blue sky research to marketable deep tech. By financing high risk foundational research the EIC aims to generate radical options that can be matured through Transition and Accelerator instruments and through private investment. Programme Managers are expected to actively manage portfolios and to broker links to later stage support. However transition from TRL 1 to commercial readiness typically requires several follow on steps and substantially more capital than early stage Pathfinder grants provide.

Analysis and implications

The scale of applications and the gap between requested funding and the available budget highlight several realities. First, there is strong demand for funding to convert ambitious science into potential technology breakthroughs. Second, the EIC's available resources are limited relative to the appetite for high risk research. That leads to lower success rates and high competition which may favour applicants who are already experienced at assembling consortia and preparing competitive proposals. Third, because the grants are targeted at low TRLs additional funding and partnerships will be required to mature ideas beyond proof of concept and to de risk them sufficiently for private investment.

Policymakers and ecosystem actors should take note that ambitious research pipelines need predictable follow on financing and non financial support such as access to prototyping infrastructure and business development services. The EIC provides some of these through Business Acceleration Services and Programme Manager portfolios. Still there is a broader challenge to ensure successful paths to scale for the most promising projects beyond this early stage support.

Practical notes for applicants and observers

Applicants should recognise that Pathfinder Open is strictly for early stage, high risk proposals with a clear science to technology ambition. The EIC Work Programme 2022 and the Funding and Tenders Portal contain the detailed rules on eligibility, evaluation criteria, page limits and submission procedures. The EIC uses a rebuttal opportunity for applicants after remote evaluation to correct factual errors in evaluators' comments. The EIC also encourages successful Pathfinder teams to engage with Programme Managers to explore portfolio actions and further testing funding.

Where to find full details and official documents:EIC Work Programme 2022 and the Funding & Tenders Portal hold the legal and procedural details for Pathfinder and other EIC instruments. Applicants should consult these sources for model grant agreements, annexes and the online submission manuals.

Bottom line

The Pathfinder Open 2022 call demonstrated strong appetite for EU support of high risk science that could enable future technology breakthroughs. Demand far exceeded the available funding which will make selection competitive and place a premium on proposals that convincingly couple scientific novelty with credible pathways to scalable technologies. The call is an early stage intervention in a longer innovation journey that will require additional public and private investment to deliver societal and economic impact.